Series 99 Exam Frequently Asked Questions

Classes & Instruction

FAQ Can I just take the class even though I am not sponsored?
FAQ Are all of your classes based in Manhattan? What if I am located somewhere else?
FAQ Is the KIT just a recording of a live class?
FAQ What if I want tutoring prior to the exam? How does this work?
FAQ Is tutoring available on the evenings or weekends?
FAQ Can I come back to class if I did not pass the exam?
FAQ What if I miss a class?

Exam Logistics

FAQ Can I take the exam if I am not sponsored?
FAQ How often is the exam given?
FAQ Where do I take the exam?
FAQ How do I schedule the exam?
FAQ How far advance to I need to schedule my exam?
FAQ What if I schedule the exam and need to reschedule?
FAQ What should I expect on the day of my exam?
FAQ Can I take a break during the exam?
FAQ Should I expect to use the full time allotted on the exam?

Practice Questions

FAQ When will I get my Qbank Access?
FAQ How many questions should I complete on the Qbank before I take the exam?
FAQ Can I access Qbank on my iPad?
FAQ How does the difficulty of your practice questions compare to the difficulty of the questions I am likely to see on the actual exam?
FAQ Can I create printed exams if I will be in an area without internet access?

Study Strategy & Timeline

FAQ Do I have to take the exam by a certain date now that I have the materials?
FAQ What is the usual study time for this exam for the typical student?
FAQ Can you help me customize my study strategy given my background, experience and knowledge of the business?
FAQ How long should I study on my own before taking the class?
FAQ Should I read the book before class?
FAQ How soon after the class should I take my exam?
FAQ What should I do to pass if I have taken the exam previously?

Contact Us

At Knopman Marks Financial Training, we provide all the knowledge, tools, and preparation you will need for passing the FINRA Series 99 exam and building a finance career as a licensed professional. Whether your firm needs to train new employees or you are a sponsored individual ready to learn, email us at or call us at 1.877.SERIES 7 (1.877.737.4377).

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