FINRA Series 66: Uniform Combined State Law Examination Prep

The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.

Number of Questions: 100 scored questions (plus 10 ungraded experimental questions).
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: None; however, a valid S7 registration is also required for registration as an investment advisor representative
Time to Complete: 150 minutes
Passing Score: 73%; 73 correct
Recommended Study Time: 80 hours

SERIES 66 EXAM – AT A GLANCE

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SERIES 66 EXAM BREAKDOWN

Topic Description Number of Questions
1 Economic Factors and Business Information 5
2 Investment Vehicle Characteristics 20
3 Client Investment Recommendations and Strategies 30
4 Laws, Regulations, and Guidelines, Including Prohibition on Unethical Business Practices 45
Total 100

The passing score for the Series 66 examination is 73%.

Click here to view the Exam Content Outline

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