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Series 63 Exam Prep Materials

The FINRA Series 63 Exam is designed to test students' knowledge of the requirements needed to work as a certified securities agent. Our Series 63 Exam prep materials are specially constructed to test students' knowledge of the Series 63 Exam's testable content so as to ensure preparedness for the exam. We offer several packages, which include such materials as: textbook and practice exams, flashcards, practice tests, instructor access, and live sessions. Test-takers may also purchase access to our mobile app for studying on the go.

Series 63: Uniform Securities Agent State Law Exam

The Uniform Securities Agent State Law Exam (or the Series 63 Exam) is a FINRA-sponsored exam designed to qualify its takers to apply for a license or registration with the various states. Licensed Agents are then able to conduct securities business with investors in various securities products, such as corporate debt and equity securities (i.e. common stock, preferred stock, warrants, bonds, and more). The Series 63 Exam consists of 60 graded test questions and five experimental questions that must be completed within the time span of one hour and 15 minutes. Students must receive a score of 72 percent or higher in order to pass and obtain certification. The exam itself focuses heavily on the rules and regulations regarding the State Securities Act as well as fiduciary obligations and ethical practices.

Click Here to View the FINRA Content Outline

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