FINRA Series 24: General Securities Principal Examination Prep

The Series 24 Exam is required by FINRA for individuals who will engage in supervisory management of general securities broker-dealers.

Number of Questions: 150 scored plus 10 unscored experimental questions
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: S7, S17, S37, S38, S57, S62, S79 or S82
Time to Complete: 3 hours and 45 minutes
Passing Score: 70%; 105 correct
Recommended Study Time: 100 hours

SERIES 24 EXAM – AT A GLANCE

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SERIES 24 EXAM BREAKDOWN

Description Number of Questions Textbook Chapter
Supervision of Registration of the Broker-Dealer and Personnel Management 9 1
Supervision of General Broker-Dealer Activities 45 2
Supervision of Retail and Institutional Customer-Related Activities 32 3
Supervision of Trading and Market-Making Activities 32 4
Supervision of Investment Banking and Research 32 5
Total 150

The passing score for the Series 24 Examination is 70%

Click here to view the Exam Content Outline

The Series 24 exam assesses the competency of an individual looking to become a General Securities Principal. Contact us to learn more about our study materials, the Series 24 exam, and other services from Knopman Marks financial training.

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