FINRA Series 10: General Securities Sales Supervisor Exam
The Series 10 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.
Series 10 represents the rules and regulatory section which includes 145 questions which must be completed within 4 hours. A passing grade of 70% is required
All Knopman Marks packages include:
- Series 10 License Exam Manual
- QBank for online & print exams
- Various Supplements
- Access to an instructor
- Access to My Knopman
Click here to view the Exam Content Outline
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