FINRA Series 10: General Securities Sales Supervisor Exam

The Series 10 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.

Series 10 represents the rules and regulatory section which includes 145 questions which must be completed within 4 hours. A passing grade of 70% is required

Package Contents

All Knopman Marks packages include:
  • Series 10 License Exam Manual
  • QBank for online & print exams
  • Various Supplements
  • Access to an instructor
  • Access to My Knopman

Click here to view the Exam Content Outline

Select Your Course Packages

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Live Classroom Package

  • 2 Day Live Classroom Training
  • NYC-based class

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No Exam Info

  • Knopman Marks students have unlimited access to classes for 1 year.
  • If these dates do not fit your schedule, instruction can also be provided on a private basis.