FINRA Series 9 Exam Prep & Study Materials
All Courses
Want to walk into your Series 9 Exam with confidence?
We’ve got you covered.
We’ve got you covered.
The Series 9 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts. Registration as a general securities sales supervisor requires passing the Series 9 and Series 10 exams.
0%
Pass Rate

Data-driven guidance to help you pass

Up-to-date curriculum & premium content

Trusted by the biggest firms in the industry
What’s Included
Our comprehensive course includes everything you
need to study:
need to study:
2+ Hours of Video Lectures
Access to our Training Center
Textbook/Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to study offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Demo the training center
Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused, track your progress, and sign up for Live Training if offered.
Our whole team is with you...
We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Howard
Instructor

Bailey
Client Success Captain

Michael
Onboarding Specialist

Danielle
Data Lead
TRUSTED BY STUDENTS & FIRMS WORLDWIDE
J. Morris
”The instructor makes every topic and subject simple and easy to understand, and stays on target.”
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