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FINRA Series 10 Exam Prep & Study Materials
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Want to walk into your Series 10 Exam with confidence?
We’ve got you covered.

The Series 10 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.

0%
Pass Rate
Data-driven guidance to help you pass
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
Series 10: General Securities Sales Supervisor - General Module Exam Training
Series 10 Exam Prep Course
$
500
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What’s Included
Our comprehensive course includes everything you
need to study:
10+ Hours of Video Lectures
Access to our Training Center
Benchmark Exam
Textbook/Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to study offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused, track your progress, and sign up for Live Training if offered. 

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Howard
Instructor
Bailey
Client Success Captain
Michael
Onboarding Specialist
Danielle
Data Lead
CURRICULUM
Series 10 Course Curriculum
Lesson 1
Introduction
Lesson 2
Broker-Dealer Supervision
Lesson 3
Conducting Securities Business
Lesson 4
Securities Laws
Lesson 5
FINRA's Uniform Codes
Lesson 6
MSRB Rules and Regulations
Lesson 7
Conclusion
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Exam Details
About the Series 10 Exam
Exam Format
145 graded multiple-choice questions + 10 experimental, ungraded questions
Duration
4 hours
Passing Score
70%
Prerequisite(s)/Corequisite(s)
Recommended Study Time
60 to 80 hours
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