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KIT Details

The KIT is our series of online training classes. It covers the same material as a live class, with the same instructor, same lectures, and a flash version of the same power-point presentations. The KIT is On-Demand, so you can log in any time and sit through the classes at your leisure, as much or as little as you need to. It can be taken as a substitute for a live class or to reinforce previously learned concepts.

The KIT includes slides to print out and take notes on as you view each presentation, as well as the instructor’s contact information in case you have any questions about the material.

Click below for details on each program:

Study on your iPod:

  • The Series 7 KIT is divided into 8 topics:
    • Customer Accounts & Trading Securities
    • Options
    • Debt Securities
    • Municipal Bonds
    • Taxation & Retirement Plans,
    • Rules & Regulations
    • Investment Companies & Annuities
    • Margin & Economics.
  • Over 11 hours of training
  • Also includes: 4 diagnostic exams (including a benchmark
    examination that will forecast your score within five points
    of the actual exam), a fact sheet with additional insight into
    heavily tested concepts on the examination, and other supplements
  • The Series 6 KIT begins with an overview of the capital markets and
    is then broken down into 3 topics:
    • investment companies & variable product
    • Taxation & customer accounts
    • Rules & regulations


  • Over 7.5 hours of training
  • The Series 63 KIT covers the following topics:
    • Registration of persons
    • State registration of securities
    • Unethical business practices
    • The administrative provisions of the Uniform Securities Act.
  • Over 3 hours of training
  • Also includes: A Benchmark exam, a fact sheet with additional insight
    into heavily tested concepts on the examination, and other supplements
  • The Series 24 KIT is broken down into 3 parts.
    • Part 1 covers sales supervision, uniform practice code,
      and financial responsibility.
    • Part 2 covers investment banking.
    • Part 3 covers customer accounts, trading & market making,
      and investment companies & retirement plans.
  • 7.5 hours of training
  • Also includes: A fact sheet with additional insight into heavily tested
    concepts on the examination and other supplements
  • The Series 66 KIT is divided into 3 parts.
    • The first part covers registration of broker-dealers and
      registration of securities.
    • The second part covers investment adviser registration
      and required disclosures.
    • The third part covers federal rules & regulations,
      securities products, and taxation & retirement vehicles
  • Over 6 hours of training
  • Also includes: A fact sheet with additional insight into heavily tested
    concepts on the examination and other supplements
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  • The Series 17 KIT is divided into 5 topics:
    • Customer Accounts & Trading Securities
    • Debt Securities
    • Taxation & Retirement Plans,
    • Rules & Regulations
    • Annutities, Margin & Economics.
  • Over 6 hours of training
series 3Series 6series 7
Series 17series 24series 55
series 63series 66series 79

 

 

 

 

 

 

 

 

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  • The Series 79 KIT is divided into 4 Parts:
    • Part 1Covers: General Securities Industry Regulations Characteristics of Equity Securities Characteristics of Debt Securities Trading Markets Economics & Analysis
    • Part 2 Covers: Securities Registration Underwriting Activities Underwriting Regulations Exempt Transactions Private Placements
    • Part 3 Covers: Financial Statements Financial Statement Analysis Valuation Methodologies
    • Part 4 Covers: Mergers & Acquisitions Tender Offers Financial Restructurings & Bankruptcy
  • Over 13 hours of training

 

  • The Series 55 KIT covers the following topics:
    • Different OTC Venues
    • Market Maker Registration
    • Nasdaq Execution System
    • Types of Orders
    • Handling Customer Limit Orders
    • Regulation SHO
    • Trade Reporting
    • Federal Securities Regulation
  • Over 5 hours of training

 

 

 

 

 

 

  • The Series 3 KIT covers the following topics:
    • Commodities Trading & Related Contracts
    • Hedging, Speculation, & Multiple Contract Strategies
    • Technical & Fundamental Analysis
    • Interest Rate, Stock Index, & Foreign Currency Futures
    • Option & Futures
    • Trading Futures Contracts
    • Regulation of Futures Trading & Customer Accounts
  • Over 4 hours of training

 

 

 

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