Series 3
National Commodity Futures
Series 6
Investment Companies & Variable Contract Representatives
Series 7
General Securities Representative
Series 17
Limited Registered Representative
Series 55
Limited Representative – Equity Trader
Series 63
Uniform Securities Agent State Law Exam
Series 65
Investment Adviser State Law Exam
Series 66
Uniform Combined State Law Exam
Series 79
Limited Representative - Investment Banking Exam
Series 99
Operations Professional Exam
Series 4
Registered Options Principal
Series 9
General Securities Sales Supervisor
Series 10
General Securities Sales Supervisor
Series 24
General Securities Principal
Series 53
Municipal Securities Principal