FINRA Series 99: Operations Professional Exam
The Series 99 Exam is required of individuals who participate in the Operations functions of a Broker Dealer, as defined by FINRA Rule 1230.
The 2.5 hour exam consists of 100 questions and requires a 68% to pass.
All Knopman Marks packages include:
- Series 99 License Exam Manual
- Question Bank for online exams, including 1000 practice questions
- Various Supplements
- Access to an instructor
- Access to My Knopman
Click here to view the Exam Content Outline
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