FINRA Series 9: General Securities Sales Supervisor Exam

The Series 9 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.

Series 9 is the option section of the examination. It consists of 55 questions; it must be completed within 90 minutes. A passing grade of 70% is required

Package Contents

All Knopman Marks packages include:
  • Series 9 License Exam Manual
  • QBank for online & print exams
  • Various Supplements
  • Access to an instructor
  • Access to My Knopman

Click here to view the Exam Content Outline

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Live Classroom Package

  • 1 Day Live Classroom Training
  • NYC-based class

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No Exam Info

  • Knopman Marks students have unlimited access to classes for 1 year.
  • If these dates do not fit your schedule, instruction can also be provided on a private basis.