FINRA Series 9: General Securities Sales Supervisor Exam
The Series 9 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.
Series 9 is the option section of the examination. It consists of 55 questions; it must be completed within 90 minutes. A passing grade of 70% is required
All Knopman Marks packages include:
- Series 9 License Exam Manual
- QBank for online & print exams
- Various Supplements
- Access to an instructor
- Access to My Knopman
Click here to view the Exam Content Outline
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