FINRA Series 57: Securities Trader Qualification Examination

The Series 57 exam is a 3.75 hour exam and consists of 125 graded questions. The passing score is 70%.

Please note: On January 4, 2016, the Series 55 exam was retired and replaced by the Series 57 exam. Individuals who require a Securities Trader qualification must register for and pass the Series 57 examination.

FINRA’s Regulatory Notice regarding this transition is available at http://www.finra.org/sites/default/files/notice_doc_file_ref/Regulatory-Notice-15-45.pdf

Package Contents

All Knopman Marks packages include:
  • Series 57 License Exam Manual
  • Question Bank for online exams, including over 1,400 practice questions
  • Various Supplements
  • Access to an instructor
  • Access to My Knopman

Click here to view the Exam Content Outline

Select Your Course Packages

Select the packages you would like to purchase and enter the quantity of each item. When you are finished, click the "Add To Cart" button at the bottom of the form.

Live and Virtual Classroom Package

  • 2 Day Live Classroom Training
  • NYC-based class

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$450.00
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Knopman Internet Training "The KIT" Package

  • Over 8 hours of training
  • Streaming On-Demand PowerPoint presentations
  • Instant access to online instruction

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$450.00
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Purchase Both


(All with Materials)

$600.00
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$150.00 Add-on

Have you previously purchased either Live Classroom or Knopman Training Package? Log in and add the other for $150.00.

Basic Package

  • Series 57 License Exam Manual
  • Online Question Bank
  • Access to an instructor
  • Material and Exams ONLY package
  • Training NOT included

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$300.00
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Video Lectures Only

  • Material & Exams are NOT included with this purchase
  • Instant access to online instruction
  • Over 8 hours of training
  • Streaming On-Demand powerpoint presentations

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$150.00
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No Exam Info

  • Knopman Marks students have unlimited access to classes for 1 year.
  • If these dates do not fit your schedule, instruction can also be provided on a private basis.