FINRA Series 57: Securities Trader Qualification Examination
The Series 57 exam is a 3.75 hour exam and consists of 125 graded questions. The passing score is 70%.
Please note: On January 4, 2016, the Series 55 exam was retired and replaced by the Series 57 exam. Individuals who require a Securities Trader qualification must register for and pass the Series 57 examination.
FINRA’s Regulatory Notice regarding this transition is available at http://www.finra.org/sites/default/files/notice_doc_file_ref/Regulatory-Notice-15-45.pdf
All Knopman Marks packages include:
- Series 57 License Exam Manual
- Question Bank for online exams, including over 1,400 practice questions
- Various Supplements
- Access to an instructor
- Access to My Knopman
Click here to view the Exam Content Outline
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