FINRA Series 4: Registered Options Principal Exam

The Series 4 Exam is required of individuals functioning as options principals, compliance registered options principals, or senior registered options principals.

The 3 hour exam consists of 125 questions. A score of 70% is required to pass the exam.

Package Contents

All Knopman Marks packages include:
  • Series 4 License Exam Manual
  • QBank for online & print exams
  • Various Supplements
  • Access to an instructor
  • Access to My Knopman

Click here to view the Exam Content Outline

Select Your Course Packages

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Live Classroom Package

  • 1 Day Live Classroom Training
  • NYC-based class

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  • Knopman Marks students have unlimited access to classes for 1 year.
  • If these dates do not fit your schedule, instruction can also be provided on a private basis.