FINRA Series 4: Registered Options Principal Exam

The Series 4 Exam is required of individuals functioning as options principals, compliance registered options principals, or senior registered options principals.

The 3 hour exam consists of 125 questions. A score of 70% is required to pass the exam.

Package Contents

All Knopman Marks packages include:
  • Series 4 License Exam Manual
  • QBank for online & print exams
  • Various Supplements
  • Access to an instructor
  • Access to My Knopman

Click here to view the Exam Content Outline

Select Your Course Packages

Select the packages you would like to purchase and enter the quantity of each item. When you are finished, click the "Add To Cart" button at the bottom of the form.

Live Classroom Package

  • 1 Day Live Classroom Training
  • NYC-based class

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No Exam Info

  • Knopman Marks students have unlimited access to classes for 1 year.
  • If these dates do not fit your schedule, instruction can also be provided on a private basis.